Ottoman state builders (c. 1300–1922)
erected and maintained one of the more durable and successful examples of
empire-building in world history. Born during medieval times in the northwest
corner of then Byzantine-Asia Minor, the Ottoman state achieved world-empire
status in 1453, with its conquest of Constantinople. For a century before and
two centuries after that epochal event, the Ottoman Empire was among the most
powerful political entities in the Mediterranean-European world. Indeed, but
for the Ming state in China, the Ottoman Empire in about 1500 was likely the
most formidable political system on the planet.
The rapid expansion of the Ottoman state
from border principality to world empire was due partly to geography and the
proximity of weak enemies; but it owed more to Ottoman policies and
achievements. After the migrations of Turkish peoples from Central Asia broke
the border defenses of the Byzantine Empire back in the eleventh century, many
small states and principalities vied for supremacy. The Ottoman dynasty emerged
on the Byzantine borderlands not far from Constantinople, and its supporters
employed pragmatic statecraft and methods of conquest and rewarded the human
material at hand—whether Greek, Bulgarian, Serb, Turkish, Christian, or
Muslim—for good service. These pragmatic policies, coupled with an exceptional
openness to innovation, including military technology, go far in explaining why
this particular minor state ultimately attained world-power status.
In its domestic politics, the Ottoman state
underwent continuous change. The Ottoman ruler, the sultan, began as one among
equals in the early days of the state. Between about 1453 and the later
sixteenth century, however, sultans ruled as true autocrats. Subsequently,
others in the imperial family and other members of the palace elites—often in
collaboration with provincial elites—maintained real control of the state until
the early nineteenth century. Thereafter, bureaucrats and sultans vied for
domination. In sum, the sultan nominally presided over the imperial system for
all of Ottoman history but actually, personally, ruled only for portions of the
fifteenth, sixteenth, and nineteenth centuries. It seems important to stress
that the principle of sultanic rule by the Ottoman family was hardly ever
challenged through the long centuries of the empire’s existence. While this
rule was a constant, change otherwise was the norm in domestic politics.
Political power almost always rested in the
imperial center and, depending on the particular period, extended into the
provinces either through direct military and political instruments or,
indirectly, through fiscal means. The state exerted its military, fiscal, and
political authority through a number of mechanisms that evolved continuously.
One cannot speak of a single, invariant Ottoman system or method of rule,
except to say that it was based on policies of flexibility and adaptiveness.
Military, fiscal, and political instruments changed constantly, hardly a
surprising situation in an empire that existed from the medieval to the modern
age. Moreover, much of what historians thought they knew about Ottoman
institutions has been challenged and rewritten. Take, for example, the cliché
that the janissaries’ prowess as soldiers declined when they ceased living
together in bachelor barracks and served as married men. It turns out that
already in the fifteenth century, when the janissaries were the most feared
military unit in the Mediterranean world, at least some were married with
families.
The Ottoman state at first depended on the
so-called timar system to compensate much of its military, which was dominated
by cavalrymen fighting with bows and arrows. Under this system, the cavalryman
was granted revenues from a piece of land sufficient to maintain himself and
his horse. He did not actually control the land, but only the taxes deriving
from it. Peasants worked the land and the taxes they paid supported the timar
cavalryman while he was on campaign as well as when he was not fighting. In
reality, the timar was at the center of Ottoman affairs for the earlier era of
Ottoman history, perhaps only during the fourteenth, fifteenth, and part of the
sixteenth centuries. Hardly had the state developed the timar system when the
regime began to discard it, and the cavalry it was meant to support.
Increasingly, the empire turned to infantrymen bearing firearms. As it did, the
janissaries ceased to be a small, praetorian elite and evolved into a firearmed
infantry of massive size. To support these full-time soldiers required vast
amounts of cash, and so tax-farming replaced the timar system as the central
fiscal instrument. (Timar holders owed service in exchange for the timar
revenues, whereas tax farmers paid a sum at the tax farm auction for the right
to collect the taxes, and they incurred no service obligation.) By 1700,
lifetime tax-farms—seen as better cash cows—began to become commonplace.
Varying combinations of cavalry and firearmed infantry, along with massive uses
of artillery worked quite well for a time, but lost out in the arms race to
central and eastern European foes by the end of the seventeenth century. The
Ottoman military continued to evolve and, in the eighteenth century, firearmed
troops of provincial notables and the forces of the Crimean Khanate largely
replaced both the janissary infantry and the timar cavalry. During the
nineteenth century, universal male conscription controlled by the central state
slowly developed, and this was perhaps the most radical transformation of all.
Lifetime tax-farms were abandoned but tax-farming continued, often in the hands
of local notables in partnerships with the Istanbul regime.
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